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By Priya Giuliani
Last week, the Financial Conduct Authority (FCA) levied a second fine to a financial institution with respect to its anti-bribery and corruption controls. This institution had already spent time and money remediating the initial findings and paying regulatory fines.
Too often, firms become complacent once the regulatory heat is off and the dust has settled, leading to further regulatory scrutiny. Here we discuss a few tips on how to maintain rigour to ensure the heat stays off and the controls stay strong:
At Guidehouse Financial Services, we can assess and enhance the effectiveness of your firm’s anti-bribery and corruption framework.
Priya Giuliani, Partner
Complexity demands a trusted guide with the unique expertise and cross-sector versatility to deliver unwavering success. We work with organizations across regulated commercial and public sectors to catalyze transformation and pioneer new directions for the future.