SEC 2018 Enforcement Trends and Risk Management: Beyond Broken Windows

A Global Association of Risk Professionals (GARP) Webinar

Join us for a timely and comprehensive insider’s view on the latest on SEC enforcement hot topics and how to mitigate risks in this market environment.  

The arrival of recently appointed U.S. Securities and Exchange Commission Chairman Jay Clayton ushers in a new era at the SEC. Former SEC Assistant Director for Enforcement, Ken Joseph will share his insights into Clayton’s enforcement agenda while departing from the controversial “broken windows” prosecutorial approach begun by his predecessor, Mary Jo White. A discussion on focus areas such as increased oversight on private funds, Initial Coin Offerings (ICO), and cryptocurrencies, cybersecurity controls and disclosures takes center stage.

Guidehouse's Steven Hilfer along with a panel of other seasoned thought leaders will discuss the impact of 2018 enforcement and litigation trends on risk management.


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