Guidehouse is a proud platinum sponsor of The Institute of International Bankers (IIB)'s Annual Regulatory Compliance Seminar. The seminar provides definitive and timely information on key examination and supervisory issues and best practices. Additonally, the seminar offers an excellent opportunity for experienced officers to be thoroughly updated on new developments and gain practical insights in preparing for examinations. It also gives new officers a solid introduction to the U.S. regulatory system and compliance requirements.
Session: The Evolving Intersection of Compliance and Risk: How Best to Manage Compliance Risk.
Guidehouse Panelist: Ellen Zimiles, Segement Leader, Financial Services (11:00 am EDT)
Jonathan Ball (Moderator) – Managing Director, Exiger LLC
Frank Morisano, Chief Risk Officer, Industrial and Commercial Bank of China Limited
Ashwani Aggarwal, Chief Risk Officer, Santander US
About the Session:
Global technological and environmental changes have driven different perspectives on old problems, from model risk and third-party operational risk to ESG and changed regulatory expectations regarding the management of compliance risk. This panel will engage experts in risk and compliance to discuss how regulatory expectations, combined with the changing risk and compliance domains, has impacted the functional interaction of risk and compliance functions.