The Virtual Internal Audit Seminar will include panels covering the relationship between Compliance and Internal Audit; model validation and compliance technology systems; information security risks; credit risk; anti-bribery, corruption, and sanctions compliance; as well as a discussion with regulators on audit expectations and observations. IIB also expanded this year’s program to include additional areas/issues of focus for internal audit programs and professionals.
Session: Surviving a Consent Order as an Internal Auditor
Description: What should auditors consider as they develop their audit and validation plans while in a consent order.
Time: 2:15 – 3:00 pm EST
Moderator: Shannon Moskal, Crowe
Panelist: Ellen Zimiles, Partner, Financial Services Segment Leader, Guidehouse