FMA 2022 Securities Compliance Seminar

FMA's 2022 Securities Compliance Seminar focuses on current compliance topics, new rules or interpretations and regulatory initiatives for financial institutions and their affiliated broker dealers. Panel discussions are led by key market participants and are structured for peer-to-peer learning. Open discussion is encouraged to develop solutions to key industry challenges and regulatory hot button priorities.

Guidehouse Sessions: 

Digital Assets Regulation: Where We Are Today

Date & Time: Wednesday, May 4, 2:15 p.m. – 3:15 p.m. EDT

During this session, panelists will discuss: 

Moderator: Richard F. Kerr, Partner/Asset Management and Investment Funds, K&L Gates LLP
Speakers:

BSA/AML/OFAC Sanctions

Date & Time: Thursday, May 5, 2:00 p.m. – 3:00 p.m. EDT

During this session, panelists will discuss:

Moderator: Pamela Kwiatkoski, SVP, BSA/AML Risk Management, PNC Financial Services
Speakers:

When?

Where?

Arlington, Virginia

Key Contacts

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