Preparing for compliance with FinCEN's Customer Due Diligence Rule
As we get closer to the May 11, 2018, final applicability date for the CDD rule, it’s critical to think about your firm’s approach to ensuring that you are in full compliance with the rule.
Tim O’Neal Lorah, managing director at Guidehouse, covers some tips you need to consider when creating a gap analysis, the first stop in our roadmap towards CDD Rule implementation.
Partner, Financial Services
Risk, Regulatory, & Compliance